ivac-8k_20190814.htm

 

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549 

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of

The Securities Exchange Act of 1934

August 14, 2019

 

Date of Report (date of earliest event reported)

INTEVAC, INC.

 

(Exact name of Registrant as specified in its charter)

 

State of Delaware

0-26946

94-3125814

(State or other jurisdiction
of incorporation or organization)

(Commission File Number)

(IRS Employer
Identification Number)

 

3560 Bassett Street 

Santa Clara, CA 95054 

 

(Address of principal executive offices)

(408) 986-9888

 

(Registrant's telephone number, including area code)

N/A

 

(Former name or former address if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class

 

Trading

Symbol(s)

 

Name of each exchange on which registered

Common Stock ($0.001 par value)

 

IVAC

 

The Nasdaq Stock Market LLC (Nasdaq) Global Select

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

Emerging growth company  

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  

 


 

Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

(a) Director Resignation

On August 14, 2019, John Schaefer informed the Board of Directors (the “Board”) of Intevac, Inc. (the “Company”) of his decision to retire from the Board effective immediately. His retirement was not due to any disagreements with the Company or any matter relating to its operations, policies or practices. Mr. Schaefer has been a valuable member of the Company's Board since 2010.

At the time of his retirement, Mr. Schaefer was an independent director and Chairman of the Compensation Committee.

The Company thanks Mr. Schaefer for his leadership and valuable contributions during his tenure with the Board and wishes him the best in his future endeavors.

Kevin Barber, one of the Company’s independent directors, was appointed by the Company’s Board on August 14, 2019 to replace Mr. Schaefer as Chairman of the Compensation Committee.

 


 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

INTEVAC, INC.

Date: August 16, 2019

 

/s/ JAMES MONIZ

 

 

James Moniz

 

 

Executive Vice President, Finance and Administration,
Chief Financial Officer and Treasurer